Financial Law

Overview:

A & B Law Ventures Financial Law related services :

• Includes all banking matters like loan, guarantee, indemnity, debt recovery cases etc..
• Deals in matters under the purview of the recently enacted Insolvency & Bankruptcy Code, 2016 is a new addition to our services in this sphere
• Works for various Companies, Partnership Firm,Banks, and individuals in the realm of:
  • Title opinions, creation and enforceability of Mortgages
  • Non-Performing Assets (NPAs) and recovery procedures
  • Legal audit of Mortgaged Assets
  • NCLT, NCLAT matters for Banks/FIs and private parties.
  • Recovery matters before DRT, DRAT and civil courts
  • Private and Corporate banking transactions
  • Project financing and loan syndication
  • Housing Finance, infrastructure finance and other estate financing
  • General corporate and trade financing
  • Creation of asset-based securities as well as advising on unsecured lending

How Can We Help !

A & B Law Ventures specializing in financial law, including securities and banking law, provide a range of services to individuals, businesses, financial institutions, and investors. Here's how they can help:

1. Securities Offerings and Compliance: A & B Law Ventures assist companies in raising capital through public and private securities offerings, including initial public offerings (IPOs), secondary offerings, private placements, and crowdfunding campaigns. They advise clients on compliance with federal and state securities laws, including registration requirements, disclosure obligations, and exemptions from registration.

2. Securities Regulation and Compliance: We help clients navigate complex securities regulations and regulatory requirements imposed by the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and other regulatory bodies. They assist in preparing and filing periodic reports, proxy statements, and other disclosures required by securities laws and stock exchange listing rules.

3. Investment Adviser and Broker-Dealer Regulation: A & B Law Ventures advise investment advisers, broker-dealers, and other financial intermediaries on registration and compliance with securities laws and regulations governing their activities. They assist clients in obtaining regulatory approvals, drafting compliance policies and procedures, and responding to regulatory inquiries and examinations.

4. Corporate Governance and Disclosure: We counsel public companies, boards of directors, and senior management on corporate governance matters, including board composition, executive compensation, shareholder rights, and disclosure obligations. They help clients comply with corporate governance standards and best practices to enhance transparency, accountability, and investor confidence.

5. Mergers and Acquisitions (M&A): A & B Law Ventures represent buyers, sellers, investors, and financial advisers in mergers, acquisitions, divestitures, and other corporate transactions in the financial services industry. They conduct due diligence reviews, negotiate transaction terms, and draft transaction documents, including merger agreements, stock purchase agreements, and asset purchase agreements.

6. Banking and Finance Transactions: We advise banks, financial institutions, borrowers, and lenders on a wide range of banking and finance transactions, including commercial loans, syndicated loans, project finance, asset-based lending, and structured finance transactions. We negotiate loan agreements, security documents, and intercreditor agreements to protect clients' interests and mitigate risks.

7. Financial Regulation and Compliance: A & B Law Ventures assist clients in navigating regulatory requirements imposed by banking laws, consumer protection laws, anti-money laundering (AML) laws, and other financial regulations. They help clients develop compliance programs, conduct risk assessments, and respond to regulatory inquiries and enforcement actions.

8. Securities Litigation and Enforcement: We represent clients in securities litigation, arbitration, and enforcement proceedings involving allegations of securities fraud, insider trading, market manipulation, breaches of fiduciary duty, and other securities law violations. We defend clients in civil lawsuits, SEC investigations, FINRA arbitrations, and criminal prosecutions.

9. Investor Protection and Securities Class Actions: We advocate on behalf of investors in securities class action lawsuits, shareholder derivative actions, and other investor protection cases involving allegations of securities fraud or corporate misconduct. We pursue recovery on behalf of investors who have suffered financial losses due to securities law violations.

Overall, A & B Law Ventures play a critical role in assisting clients in navigating the complex legal and regulatory landscape of the financial services industry, protecting their interests, and achieving their business objectives in a highly regulated environment.

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